Securities disputes can present significant financial, regulatory, and reputational risks for companies, investors, executives, and other market participants. Peck Baxter represents clients in complex securities litigation and enforcement matters involving private and public investments, securities offerings, ownership interests, investment transactions, and alleged violations of federal and state securities laws.

Our attorneys handle matters involving securities fraud and misrepresentation, disclosure obligations, investment and subscription agreements, fiduciary duties, ownership and control disputes, private placements, shareholder and investor claims, and disputes arising from the purchase or sale of securities. We also counsel and represent clients facing regulatory inquiries, investigations, subpoenas, and enforcement proceedings involving securities regulators and other governmental authorities.

Peck Baxter combines sophisticated litigation experience with an understanding of the corporate transactions and investment structures underlying securities disputes. Whether defending against investor or regulatory claims, pursuing remedies for securities violations, or responding to an investigation, we develop strategies designed to protect our clients’ legal, financial, and business interests through negotiation, arbitration, litigation, and trial.