Financial disputes and regulatory matters often involve complex transactions, sophisticated parties, and significant financial and reputational exposure. Peck Baxter represents financial institutions, private lenders, investment firms, businesses, executives, investors, and other market participants in litigation, enforcement matters, and investigations involving financial products, lending relationships, investments, securities, fiduciary obligations, fraud, and other financial disputes.

Our attorneys handle matters ranging from commercial lending and investment disputes to allegations of securities violations, misrepresentation, breach of fiduciary duty, and financial misconduct. We also counsel clients responding to regulatory inquiries, subpoenas, enforcement actions, and internal concerns, including conducting and advising on internal investigations where appropriate.

Whether a matter requires an early negotiated resolution, a careful response to an investigation, or aggressive advocacy in court or arbitration, Peck Baxter develops strategies that account for the legal, financial, operational, and reputational interests at stake.